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Financial Markets Authority
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#	Item
701	December 26, 2014 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE. Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-30 13:26:58 Finance Financial system Stock market Municipal Securities Rulemaking Board Professional certification in finance Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics United States securities law Self-regulatory organizations
702	[removed]: Supervision Manual (Amendment No 10 And Consequential Amendments To The Handbook) Instrument 2002 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:24 Financial Services and Markets Act Financial Services Authority Financial economics Financial adviser Finance United Kingdom Investment Economy of the United Kingdom
703	FSA[removed]LATE SUBMISSION OF REPORTS INSTRUMENT 2002 Powers exercised A. The Financial Services Authority amends the Enforcement manual, Decision making manual, Supervision manual, Lloyds sourcebook, Interim prudential Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:23 Financial Services Authority Financial Services and Markets Act Financial Ombudsman Service Listing Rules United Kingdom United Kingdom company law Economy of the United Kingdom
704	handbook text drafting template Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:29 Money Financial accounting Financial regulation Mark-to-market accounting United States housing bubble Financial Services Authority Short Investment Finance Business Financial markets
705	The future of financial reform Speech given by Mark Carney, Governor of the Bank of England Chair of the Financial Stability Board[removed]Monetary Authority of Singapore Lecture Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-01-13 06:17:38 United States housing bubble Systemic risk Banking Financial markets Financial risk Shadow banking system Liquidity risk Bank Basel II Financial economics Finance Economics
706	SIX Swiss Exchange message no[removed]Subject Regulation of short selling as part of self-regulation Category Add to Reading List Source URL: www.six-swiss-exchange.com Language: English - Date: 2013-10-10 08:33:14 Financial regulation SIX Swiss Exchange Short selling Financial markets Swiss Financial Market Supervisory Authority Regulation Short Financial economics Financial system Finance
707	EUROPEAN COMMISSION Brussels, [removed]C[removed]final Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-10 07:42:25 European Union directives Trade Repository Markets in Financial Instruments Directive Derivative Over-the-counter European Union European Insurance and Occupational Pensions Authority Financial economics Financial system Investment
708	JC[removed]Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2014-09-19 10:37:20 European Union Financial regulation Markets in Financial Instruments Directive Consumer protection law European Insurance and Occupational Pensions Authority Marketing research New product development Distribution Insurance Economics Financial economics Business
709	AFBS Comments FIDLEG/FINIG Key aspects General Basic Economic Principles: Clients’ Responsibility … Add to Reading List Source URL: www.swissbanking.ch Language: English - Date: 2014-10-30 11:35:12 Finance Collective investment schemes Funds High-net-worth individual Wealth Markets in Financial Instruments Directive Wealth management Swiss Financial Market Supervisory Authority Financial institution Financial economics Financial services Investment
710	AFBS Comments FIDLEG/FINIG Key aspects General Basic Economic Principles: Clients’ Responsibility … Add to Reading List Source URL: www.swissbanking.ch Language: English - Date: 2014-10-30 11:35:12 Finance Collective investment schemes Funds High-net-worth individual Wealth Markets in Financial Instruments Directive Wealth management Swiss Financial Market Supervisory Authority Financial institution Financial economics Financial services Investment

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